Murphy Robert B 4

4 · ROCKWELL AUTOMATION, INC · Filed Dec 14, 2020

Form 4

Period: 2020-12-10

Sr. VP Operations & Eng. Svcs.

Transactions

Award
Employee stock option (right to buy)
2020-12-10+2,450→ 2,450 total
Exercise: $246.77From: 2021-12-10Exp: 2030-12-10→ Common Stock (2,450 underlying)
Award
Restricted stock units
2020-12-10+550→ 550 total
From: 2021-12-10Exp: 2023-12-10→ Common Stock (550 underlying)

Holdings

Common Stock Share Equivalents
(indirect: Non Qualified Savings Plan)
→ Common Stock (48.965 underlying)
48.965

Footnotes (7)

[F1]Each unit is the economic equivalent of one share of Company common stock.
[F2]The share equivalents are payable in cash upon retirement or after termination of employment.
[F3]Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
[F4]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
[F5]Awarded under the Company's 2020 Long-Term Incentives Plan.
[F6]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
[F7]The option vests in three substantially equal annual installments beginning on the date exercisable.

Documents

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