JMP GROUP LLC·4/A

Apr 23, 6:28 PM ET

Jolson Joseph A 4/A

4/A · JMP GROUP LLC · Filed Apr 23, 2021

Insider Transaction Report

Form 4/AAmended
Period: 2020-10-20
Jolson Joseph A
DirectorCEO10% Owner
Transactions
  • Other

    Common Shares

    [F2][F3][F4]
    2020-10-20+200,0005,325,926 total(indirect: By Trust)
  • Other

    Common Shares

    [F2][F5][F6]
    2020-10-20200,00075,000 total(indirect: By Foundation)
Holdings
  • Common Shares

    36,400
  • Common Shares

    [F1]
    (indirect: By Trust)
    1,328,210
Footnotes (6)
  • [F1]Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
  • [F2]Original transaction was filed on 9/14/20.
  • [F3]Transaction previously reported was for a sale. The trade involving the sale was canceled.
  • [F4]Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
  • [F5]Transaction previously reported was for a purchase. The trade involving the purchase was canceled.
  • [F6]Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
Signature
Zac Rosenberg on behalf of Joseph A. Jolson|2021-04-23

Documents

1 file
  • 4
    form.xml

    PRIMARY DOCUMENT