JMP GROUP LLC·4/A

Apr 23, 6:28 PM ET

Jolson Joseph A 4/A

4/A · JMP GROUP LLC · Filed Apr 23, 2021

Insider Transaction Report

Form 4/AAmended
Period: 2020-10-20
Jolson Joseph A
DirectorCEO10% Owner
Transactions
  • Other

    Common Shares

    2020-10-20+200,0005,325,926 total(indirect: By Trust)
  • Other

    Common Shares

    2020-10-20200,00075,000 total(indirect: By Foundation)
Holdings
  • Common Shares

    (indirect: By Trust)
    1,328,210
  • Common Shares

    36,400
Footnotes (6)
  • [F1]Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
  • [F2]Original transaction was filed on 9/14/20.
  • [F3]Transaction previously reported was for a sale. The trade involving the sale was canceled.
  • [F4]Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
  • [F5]Transaction previously reported was for a purchase. The trade involving the purchase was canceled.
  • [F6]Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.

Documents

1 file
  • 4
    form.xml

    PRIMARY DOCUMENT