4/A//SEC Filing
Jolson Joseph A 4/A
Accession 0001246360-21-000662
CIK 0001302350other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 6:28 PM ET
Size
8.5 KB
Accession
0001246360-21-000662
Insider Transaction Report
Form 4/AAmended
Jolson Joseph A
DirectorCEO10% Owner
Transactions
- Other
Common Shares
2020-10-20+200,000→ 5,325,926 total(indirect: By Trust) - Other
Common Shares
2020-10-20−200,000→ 75,000 total(indirect: By Foundation)
Holdings
- 1,328,210(indirect: By Trust)
Common Shares
- 36,400
Common Shares
Footnotes (6)
- [F1]Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
- [F2]Original transaction was filed on 9/14/20.
- [F3]Transaction previously reported was for a sale. The trade involving the sale was canceled.
- [F4]Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
- [F5]Transaction previously reported was for a purchase. The trade involving the purchase was canceled.
- [F6]Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
Related Parties
1- filerCIK 0001398113
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 6:28 PM ET
- Size
- 8.5 KB