JMP GROUP LLC·4

Oct 1, 5:21 PM ET

Karmin Kenneth M 4

4 · JMP GROUP LLC · Filed Oct 1, 2021

Insider Transaction Report

Form 4
Period: 2021-10-01
Transactions
  • Exercise/Conversion

    Common Shares

    2021-10-01+3,682258,039 total(indirect: By Trust)
  • Exercise/Conversion

    Restricted Share Unit

    2021-10-013,6823,683 total
    Exercise: $0.00From: 2021-10-01Exp: 2021-10-01Common Shares (3,682 underlying)
Holdings
  • Common Shares

    2,000
Footnotes (3)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
  • [F2]Reflects common shares held by the Beth and Ken Karmin Family Trust dated November 5, 2009, of which Mr. Karmin is the trustee.
  • [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT