Mack Carter D 4
4 · JMP GROUP LLC · Filed Nov 17, 2021
Insider Transaction Report
Form 4
Mack Carter D
DirectorPresident
Transactions
- Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−303,921$2,279,408→ 0 total - Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−1,064,710$7,985,325→ 0 total(indirect: By Trust)
Footnotes (2)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
- [F2]Held by the Mack Trust dated February 14, 2002.