4//SEC Filing
Karmin Kenneth M 4
Accession 0001246360-21-001012
CIK 0001302350other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:00 PM ET
Size
9.0 KB
Accession
0001246360-21-001012
Insider Transaction Report
Form 4
Karmin Kenneth M
Director
Transactions
- Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−2,000$15,000→ 0 total - Disposition to Issuer
Restricted Share Unit
2021-11-15−3,683→ 0 total→ Common Shares (3,683 underlying) - Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−258,039$1,935,293→ 0 total(indirect: By Trust)
Footnotes (3)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
- [F2]Reflects common shares held by the Beth and Ken Karmin Family Trust dated November 5, 2009, of which Mr. Karmin is a trustee.
- [F3]Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 575 restricted stock units of Citizens representing the right to receive 575 shares of common stock of Citizens, par value $0.01 per share.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
Related Parties
1- filerCIK 0001434493
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 3:00 PM ET
- Size
- 9.0 KB