Home/Filings/4/0001246360-21-001013
4//SEC Filing

Lunenburg Harry Mark 4

Accession 0001246360-21-001013

CIK 0001302350other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 3:07 PM ET

Size

7.2 KB

Accession

0001246360-21-001013

Insider Transaction Report

Form 4
Period: 2021-11-15
Transactions
  • Disposition to Issuer

    Common Shares

    2021-11-15$7.50/sh215,206$1,614,0450 total
  • Disposition to Issuer

    Restricted Share Unit

    2021-11-152,8640 total
    Common Shares (2,864 underlying)
Footnotes (2)
  • [F1]Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 447 restricted stock units of Citizens representing the right to receive 447 shares of common stock of Citizens, par value $0.01 per share.
  • [F2]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.

Issuer

JMP GROUP LLC

CIK 0001302350

Entity typeother

Related Parties

1
  • filerCIK 0001456775

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:07 PM ET
Size
7.2 KB