4//SEC Filing
Tongue Glenn H 4
Accession 0001246360-21-001014
CIK 0001302350other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:07 PM ET
Size
9.0 KB
Accession
0001246360-21-001014
Insider Transaction Report
Form 4
Tongue Glenn H
Director
Transactions
- Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−223,471$1,676,033→ 0 total - Disposition to Issuer
Restricted Share Unit
2021-11-15−3,274→ 0 total→ Common Shares (3,274 underlying) - Disposition to Issuer
Common Shares
2021-11-15$7.50/sh−34,886$261,645→ 0 total(indirect: By Deerhaven Fund, LP)
Footnotes (3)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
- [F2]Reflects common shares held by the Deer Haven Fund, of which Mr. Tongue is the general partner.
- [F3]Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 511 restricted stock units of Citizens representing the right to receive 511 shares of common stock of Citizens, par value $0.01 per share.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
Related Parties
1- filerCIK 0001409325
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 3:07 PM ET
- Size
- 9.0 KB