NELLEY JOHN W JR 4
4 · DUKE REALTY CORP · Filed May 1, 2006
Insider Transaction Report
Form 4Exit
NELLEY JOHN W JR
DirectorManaging Dir., Nashville Oper.
Transactions
- Tax Payment
Common Stock
[F1][F2]2006-04-27$35.46/sh−92$3,262→ 160,510 total
Holdings
- 3,470(indirect: By Spouse)
Common Stock
- 5,627(indirect: By 401(k))
Common Stock
[F4] - 2,118(indirect: By 401(k))
Common Stock
- 884(indirect: By NWI XV, L.P.)
Common Stock
[F3] - 44,629(indirect: By NWI Warehouse Group NV, L.P.)
Common Stock
[F5] - 706(indirect: By Nelley Holdings, L.P.)
Common Stock
[F6] - 2,670(indirect: By NWI X, L.P.)
Common Stock
[F7] - 28(indirect: By NWI XX, L.P.)
Common Stock
[F8] - 2,130(indirect: By Pine Tree Corporation)
Common Stock
[F9] - 16,099(indirect: By Trust)
Common Stock
[F10] - 5,800(indirect: By Trust)
Common Stock
[F11] - 2,375(indirect: By Trust)
Common Stock
[F12] - 1,298(indirect: By Trust)
Common Stock
[F13] - 5,298(indirect: By Trust)
Common Stock
[F14] - 515(indirect: By Trust)
Common Stock
[F15] - 4,638(indirect: By Trust)
Common Stock
[F16] - 11,513(indirect: By Trust)
Common Stock
[F17] - 2,251(indirect: By Trust)
Common Stock
[F18] - 785,704(indirect: By NWI Warehouse Group NV, L.P.)
Units of Duke Realty Limited Partnership
[F19][F20]From: 1999-07-02→ Common Stock (785,704 underlying) - 56,801
Employee Stock Options-Right to Buy
[F21]Exercise: $19.49Exp: 2009-01-29→ Common Stock (56,801 underlying) - 1,705
Employee Stock Options-Right to Buy
[F22]Exercise: $24.26Exp: 2011-01-31→ Common Stock (1,705 underlying) - 9,168
Employee Stock Options-Right to Buy
[F23]Exercise: $22.68Exp: 2012-01-30→ Common Stock (9,168 underlying) - 13,609
Employee Stock Options-Right to Buy
[F24]Exercise: $24.69Exp: 2013-02-19→ Common Stock (13,609 underlying) - 10,645
Employee Stock Options-Right to Buy
[F25]Exercise: $31.58Exp: 2014-01-28→ Common Stock (10,645 underlying) - 16,541
Employee Stock Options-Right to Buy
[F26]Exercise: $31.40Exp: 2015-02-10→ Common Stock (16,541 underlying) - 13,601
Employee Stock Options-Right to Buy
[F27]Exercise: $34.13Exp: 2016-02-10→ Common Stock (13,601 underlying) - 6,689
Phantom Stock Units
[F28]→ Common Stock (6,689 underlying) - 10,603
Phantom Stock Units
[F29]→ Common Stock (10,603 underlying)
Footnotes (29)
- [F1]Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934.
- [F10]By John W. Nelley, Jr., as Co-Trustee for the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone. The Reporting Person disclaims any beneficial interest in these shares.
- [F11]By John W. Nelley, Jr., as Trustee for the 1987 E.H.W., Jr., Family Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F12]By John W. Nelley, Jr., as Trustee for the Jack Denton Graham Family Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F13]By John W. Nelley, Jr., as Trustee for the Andrew Dale Harris Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F14]By John W. Nelley, Jr., as Trustee for the Holcomb Family Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F15]By John W. Nelley, Jr., as Trustee for the J. Canale Harris Trust Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F16]By John W. Nelley, Jr., as Trustee for the Janice Shapard Oden Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F17]By John W. Nelley, Jr., as Trustee for the Provo Family Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F18]By John W. Nelley, Jr., as Trustee for the VanderNaillen Trust. The Reporting Person disclaims any beneficial interest in these shares.
- [F19]Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date.
- [F2]Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 66 shares of the Company's common stock through dividend reinvestment and 145 shares through the Company's Employee Stock Purchase Plan.
- [F20]Represents the Reporting Person's beneficial ownership of Units owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 3,521,050 Units.
- [F21]The Stock Options vested at a rate of 33.33% per year and were fully vested on 1/21/02.
- [F22]The Stock Options vested at a rate of 20% per year and were fully vested on 1/31/06.
- [F23]The Stock Options vest at a rate of 20% per year and will be fully vested on 1/30/07.
- [F24]The Stock Options vest at a rate of 20% per year and will be fully vested on 2/19/08.
- [F25]The Stock Options vest at a rate of 20% per year and will be fully vested on 1/28/09.
- [F26]The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/10.
- [F27]The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/11.
- [F28]Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 88 shares of the Company's common stock through dividend reinvestment. All amounts accrued under the plan are to be paid in cash upon the Reporting Person's termination of employment.
- [F29]Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 140 shares of common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment.
- [F3]Represents the Reporting Person's beneficial ownership of Shares owned by NWI XV, L.P. ("NWIXV"). In total, NWIXV owns 2,600 shares.
- [F4]Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 465 shares of DRE's common stock under the Company's 401(k) plan.
- [F5]Represents the Reporting Person's beneficial ownership of Shares owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 200,000 Shares.
- [F6]Represents the Reporting Person's beneficial ownership of Shares owned by Nelley Holdings, L.P. ("NHLP"). In total, NHLP owns 4,238 Shares.
- [F7]Represents the Reporting Person's beneficial ownership of Shares owned by NWI X, L.P. ("NWIX"). In total, NWIX owns 6,676 Shares.
- [F8]Represents the Reporting Person's beneficial ownership of Shares owned by NWI XX, L.P. ("NWIXX"). In total, NWIXX owns 7,100 Shares.
- [F9]Represents the Reporting Person's beneficial ownership of Shares owned by Pine Tree Corporation ("PTC"). In total, PTC owns 7,100 shares.
Signature
Valerie J. Steffen for John W. Nelley, Jr. per POA previously filed|2006-04-28