4/A//SEC Filing
BOULDER GROWTH & INCOME FUND 4/A
Accession 0001246908-15-000003
$STEWCIK 0000102426other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 1:00 PM ET
Size
8.2 KB
Accession
0001246908-15-000003
Insider Transaction Report
Form 4/AAmended
HOREJSI STEWART R
10% Owner
Transactions
- Purchase
Common Stock
2015-03-20+26,011→ 60,590 total
COOPER ELLEN O
10% Owner
Transactions
- Purchase
Common Stock
2015-03-20+26,011→ 60,590 total
Footnotes (4)
- [F1]On March 20, 2015, Boulder Total Return Fund, Inc. ("BTF"), The Denali Fund Inc. ("DNY") and First Opportunity Fund, Inc. ("FOFI") reorganized into Boulder Growth & Income Fund, Inc. ("BIF") (the "Reorganization") pursuant to that certain Agreement and Plan of Reorganization, dated as of March 5, 2015 (the "Agreement"). Pursuant to the Agreement, BIF acquired all of the assets and liabilities of BTF, DNY and FOFI in exchange for common shares of BIF (the "BIF Shares").
- [F2]The Reorganization occurred based on the relative net asset values ("NAV") of BIF, BTF, DNY and FOFI as of the close of regular trading on the New York Stock Exchange on March 20, 2015. At such time, BIF reported net assets of $273,608,352.67 and a NAV per share of $10.73 and BTF reported net assets of $413,286,769.95 and a NAV per share of $33.50. Holders of BTF shares received 3.121182 BIF Shares for each BTF share owned. Fractional shares were paid in cash.
- [F3]In connection with the Reorganization, Ellen O. Cooper received 26,011 BIF Shares (and cash for fractional shares, if any) for her 8,334 shares of BTF.
- [F4]Ellen O. Cooper is the spouse of Stewart R. Horejsi. Trusts, persons and entities affiliated with Stewart R. Horejsi and reporting person, including Evergreen Atlantic, LLC, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust and Susan L. Ciciora (the "Horejsi Affiliates") own an aggregate of 45,844,843 shares of BIF.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000102426
Filing Metadata
- Form type
- 4/A
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 1:00 PM ET
- Size
- 8.2 KB