KEMPNER THOMAS L JR 4
4 · COMDISCO HOLDING CO INC · Filed Aug 8, 2003
Insider Transaction Report
Form 4
KEMPNER THOMAS L JR
10% Owner
Transactions
- Purchase
Common Stock
2003-08-06$90.00/sh+5,283$475,470→ 861,740 total(indirect: See Footnote) - Purchase
Common Stock
2003-08-06$90.00/sh+25,948$2,335,320→ 887,688 total(indirect: See Footnotes)
Footnotes (6)
- [F1]These shares of the Issuer's common stock, par value $0.01 per share ("Shares") are held for the account of Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"). Davidson Kempner Advisers Inc., a New York corporation ("DKAI"), is the general partner of DKIP. The Reporting Person, along with Messrs. Marvin H. Davidson, Stephen M. Dowicz, Scott E. Davidson, Michael J. Leffell, Timothy I. Levart and Robert J. Brivio, Jr. (collectively, the "Other Principals") are the sole stockholders of DKAI.
- [F2]These Shares are held for the account of Davidson Kempner International Ltd., a British Virgin Islands corporation ("DKIL"). Davidson Kempner International Advisors, L.L.C., a Delaware limited liability company ("DKIA"), is the manager of DKIL. The Reporting Person, along with the Other Principals, are the sole stockholders of DKIA.
- [F3]Following the reported transactions, the Reporting Person may be deemed to be beneficial owner of 887,688 Shares. Of this amount, (i) 359,362 Shares are held for the account of DKIL, (ii) 326,527 Shares are held for the account of DKIP, (iii) 17,015 Shares are held for the account of DKIA, (iv) 167,245 Shares are held for the account of Davidson Kempner Partners, a New York limited partnership ("DKP"), (v) 15,376 Shares are held for the account of M.H. Davidson & Co., a New York limited partnership ("CO"), (vi) 1,221 Shares are held for the account of M. H. Davidson & Co., L.L.C. 401(K) Plan, an employee benefit plan ("Plan"), (vii) 790 Shares are held for the account of the Thomas L. Kempner, Jr. Foundation, Inc., a private charitable foundation organized under the laws of New York ("TLK Foundation"), (viii) 137 Shares are held for the account of Thomas L. Kempner, Jr. IRA ("IRA"), and (ix) 15 Shares are held for the accounts of certain family trusts (the "Trusts).
- [F4]The Reporting Person, along with the Other Principals, is one of the general partners of CO, and is one of the sole stockholders of DKIA and DKAI. The Reporting Person, along with the Other Principals, is a general partner of MHD Management Co., a New York limited partnership ("MHD"), the general partner of DKP. In addition, the Reporting Person serves as Trustee of the Trusts, Trustee of the Plan, President of the TLK Foundation and grantor of the IRA.
- [F5]The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities not held directly for his account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise.
- [F6]The Reporting Person may be deemed to be a member of a "group" pursuant to Section 13(d) of the Act that, combined, has beneficial ownership of more than 10% of the Issuer's outstanding Shares. The filing of this statement shall not be deemed an admission that the Reporting Person is a member of any such "group" or that the Reporting Person is the beneficial owner of any Shares or other securities owned by any other person.