4//SEC Filing
KEMPNER THOMAS L JR 4
Accession 0001247119-04-000003
CIK 0001179484other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 7:41 PM ET
Size
16.0 KB
Accession
0001247119-04-000003
Insider Transaction Report
Form 4
KEMPNER THOMAS L JR
10% Owner
Transactions
- Purchase
Common Stock
2004-10-19$21.00/sh+12$252→ 17,095 total(indirect: See Footnotes) - Purchase
Common Stock
2004-10-19$21.00/sh+180$3,780→ 168,069 total(indirect: See Footnotes) - Purchase
Common Stock
2004-10-19$21.00/sh+292$6,132→ 327,943 total(indirect: See Footnotes) - Purchase
Common Stock
2004-10-19$21.00/sh+20$420→ 69 total(indirect: See Footnotes) - Purchase
Common Stock
2004-10-19$21.00/sh+396$8,316→ 361,032 total(indirect: See Footnotes)
Footnotes (9)
- [F1]The 361,032 shares of the Issuer's common stock, par value $.01 per share ("Shares"), reported herein are held for the account of Davidson Kempner International, Ltd., a British Virgin Islands corporation ("DKIL"). Davidson Kempner International Advisors, L.L.C., a Delaware limited liability company ("DKIA"), is the general partner of DKIL. The Reporting Person is one of the stockholders of DKIA.
- [F2]The 17,095 Shares reported herein are held for the account of Serena Limited, a Cayman Islands corporation ("Serena"). DKIA is the manager of Serena. The Reporting Person is one of the stockholders of DKIA.
- [F3]The 327,943 Shares reported herein are held for the account of Davidson Kempner Institutional Partners, Ltd., a British Virgin Islands corporation ("DKIP"). Davidson Kempner Advisers Inc., a Delaware corporation ("DKAI"), is the general partner of DKIP. The Reporting Person is one of the stockholders of DKAI.
- [F4]The 168,069 Shares reported herein are held for the account of Davidson Kempner Partners, a New York limited partnership ("DKP"). MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP. The Reporting Person is a general partner of MHD.
- [F5]The 69 Shares reported herein are held for the account of M.H. Davidson & Co., a New York limited partnership ("MHD & Co."). The Reporting Person is a general partner of MHD & Co.
- [F6]Following the reported transactions, the Reporting Person may be deemed to be the beneficial owner of an aggregate of 881,048 Shares. Of this amount, (i) 361,032 Shares are held for the account of DKIL, (ii) 17,095 Shares are held for the account of Serena, (iii) 327,943 Shares are held for the account of DKIP, (iv) 168,069 Shares are held for the account of DKP, (v) 69 Shares are held for the account of MHD & Co., (vi) 1,224 Shares are held for the account of M.H. Davidson & Co., LLC 401(k) Plan, an employee benefit plan (the "Plan"), (vii) 5,464 Shares are held for the account of Thomas L. Kempner, Jr. Foundation, Inc., a private charitable foundation organized under the laws of the State of New York ("TLK Foundation"), (viii) 137 Shares are held for the account of Thomas L. Kempner, Jr. Individual Retirement Account ("IRA"), and (ix) 15 Shares are held for the accounts of certain family trusts (the "Trusts").
- [F7]The Reporting Person, along with Messrs. Marvin H. Davidson, Robert J. Brivio, Jr., Scott E. Davidson, Stephen M. Dowicz, Michael J. Leffell and Timothy I. Levart (collectively, the "Other Principals"), are the sole stockholders of DKAI, the general partner of DKIP. The Reporting Person and the Other Principals are the sole stockholders of DKIA, the manager of DKIL. The Reporting Person and the Other Principals are the general partners of MHD & Co. and of MHD, which is the general partner of DKP. In addition, the Reporting Person, Mr. Brivio, Mr. Scott Davidson, Mr. Dowicz, Mr. Leffell, and Mr. Levart serve as trustees of the Plan. Finally, the Reporting Person serves as trustee of the Trusts, president of the TLK Foundation and grantor of the IRA.
- [F8]The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise.
- [F9]The Reporting Person may be deemed to be a member of a "group" pursuant to Section 13(d) of the Act that may be deemed to have aggregate beneficial ownership of more than 10% of the Issuer's outstanding Shares. The filing of this statement shall not be deemed an admission that the Reporting Person is a member of any such "group" or that the Reporting Person is the beneficial owner of any Shares or securities owned by any other person.
Documents
Issuer
COMDISCO HOLDING CO INC
CIK 0001179484
Entity typeother
Related Parties
1- filerCIK 0001247119
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 7:41 PM ET
- Size
- 16.0 KB