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4//SEC Filing

AMERICAN POWER GROUP Corp 4

Accession 0001247176-16-000004

CIK 0000932699operating

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 5:11 PM ET

Size

16.1 KB

Accession

0001247176-16-000004

Insider Transaction Report

Form 4
Period: 2016-04-25
JENSEN LYLE
DirectorPresident, CEO
Transactions
  • Other

    Common Stock Purchase Option

    2016-04-21$0.28/sh500,000$140,000590,000 total
    Exp: 2016-04-21Common Stock (500,000 underlying)
  • Other

    Common Stock Purchase Options

    2016-04-25590,0000 total
    Common Stock (590,000 underlying)
  • Award

    Common Stock Purchase Options

    2016-04-25$0.10/sh+900,000$90,000900,000 total
    Exercise: $0.10From: 2016-04-25Exp: 2026-04-25Common Stock (900,000 underlying)
  • Award

    Common Stock Purchase Options

    2016-04-25$0.10/sh+2,100,000$210,0003,000,000 total
    Exercise: $0.10Common Stock (2,100,000 underlying)
  • Award

    Common Stock Purchase Options

    2016-04-25$0.10/sh+3,000,000$300,0006,000,000 total
    Exercise: $0.10Common Stock (3,000,000 underlying)
Holdings
  • Common Stock

    760,747
Footnotes (4)
  • [F1]Option to purchase 500,000 shares of common stock at an exercise price of $.28 which vested equally over a 5 year term from date of grant and had a 10 year term expired unexercised.
  • [F2]Options to purchase 200,000 shares of common stock at prices ranging from $.33 to $.33 which vested equally over a 5 year term from date of grant and had a term of 10 years from date of grant were terminated by the company. Options to purchase 390,000 shares of common stock at prices ranging from $.23 to $.80 and which vested immediately on date of grant and had a 10 year term from date of grant were terminated by the company.
  • [F3]The options vest equally over a period of 5 years from date of grant and have a 10 year term from date of grant.
  • [F4]The options are exercisable in annual increments of 750,000 commencing in 2017 and ending in 2020 based on achievement of pre-determined performance goals set by the company's Board of Directors. The options have a 10 year term from date of grant.

Issuer

AMERICAN POWER GROUP Corp

CIK 0000932699

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000932699

Filing Metadata

Form type
4
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 5:11 PM ET
Size
16.1 KB