4//SEC Filing
Surgical Care Affiliates, Inc. 4
Accession 0001247524-14-000091
CIK 0001411574operating
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 6:44 PM ET
Size
16.4 KB
Accession
0001247524-14-000091
Insider Transaction Report
Form 4
CLEMENS PETER J IV
Chief Financial Officer
Transactions
- Award
Options to Purchase Common Stock
2014-09-17+21,106→ 21,106 totalExercise: $29.02Exp: 2024-09-17→ Common Stock (21,106 underlying) - Award
Common Stock
2014-09-17+15,679→ 35,679 total
Holdings
- 58,536
Options to Purchase Common Stock
Exercise: $9.64Exp: 2021-12-08→ Common Stock (58,536 underlying) - 21,951
Options to Purchase Common Stock
Exercise: $12.41Exp: 2023-05-06→ Common Stock (21,951 underlying) - 87,805
Options to Purchase Common Stock
Exercise: $12.10Exp: 2021-12-08→ Common Stock (87,805 underlying)
Footnotes (7)
- [F1]Grant of Restricted Stock Units made to executive officers of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan, which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
- [F2]Includes 15,679 shares of Common Stock underlying Restricted Stock Units of the issuer. The Restricted Stock Units are subject to time-based vesting in equal annual installments over a period of two years from September 17, 2014 and are settled on each applicable vesting date.
- [F3]73,171 of the options are performance-based options and, as of September 16, 2013, became fully vested. The remaining 14,634 options are time-based options and, as of December 8, 2012, became fully vested.
- [F4]All of the options are time-based options which are scheduled to vest in equal installments on December 8, 2013, December 8, 2014, December 8, 2015 and December 8, 2016.
- [F5]All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
- [F6]Grant of options made to executive officers of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan, which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
- [F7]All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
Documents
Issuer
Surgical Care Affiliates, Inc.
CIK 0001411574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411574
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 6:44 PM ET
- Size
- 16.4 KB