Surgical Care Affiliates, Inc. 4

4 · Surgical Care Affiliates, Inc. · Filed Sep 18, 2014

Form 4

Period: 2014-09-17

Chief Development Officer

Transactions

Award
Options to Purchase Common Stock
2014-09-17+30,152→ 30,152 total
Exercise: $29.02Exp: 2024-09-17→ Common Stock (30,152 underlying)
Award
Common Stock
2014-09-17+22,398→ 68,865 total

Holdings

Options to Purchase Common Stock
Exercise: $12.41Exp: 2023-05-06→ Common Stock (53,658 underlying)
53,658
Options to Purchase Common Stock
Exercise: $11.48Exp: 2022-03-06→ Common Stock (18,292 underlying)
18,292
Options to Purchase Common Stock
Exercise: $13.94Exp: 2022-03-06→ Common Stock (6,098 underlying)
6,098

Footnotes (7)

[F1]Grant of Restricted Stock Units made to executive officers of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan, which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
[F2]Includes 22,398 shares of Common Stock underlying Restricted Stock Units of the issuer. The Restricted Stock Units are subject to time-based vesting in equal annual installments over a period of two years from September 17, 2014 and are settled on each applicable vesting date.
[F3]All of the options are time-based options and, as of March 6, 2013, became fully vested.
[F4]All of the options are time-based options which are scheduled to vest in equal installments on March 6, 2014, March 6, 2015 and March 6, 2016.
[F5]All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
[F6]Grant of options made to executive officers of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan, which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
[F7]All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.

Documents

1 file