Walter Energy, Inc. 4
4 · Walter Energy, Inc. · Filed Dec 4, 2014
Insider Transaction Report
Form 4
Wagner A J
Director
Transactions
- Sale
Common Stock
2014-12-03$2.03/sh−5,000$10,150→ 0 total(indirect: By Trust)
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 11,417
Common Stock
Footnotes (2)
- [F1]Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F2]Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.