Surgical Care Affiliates, Inc. 4
4 · Surgical Care Affiliates, Inc. · Filed Mar 12, 2015
Insider Transaction Report
Form 4
CLEMENS PETER J IV
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2015-03-10$12.10/sh+18,980$229,658→ 54,659 total - Exercise/Conversion
Options to Purchase Common Stock
2015-03-11−2,971→ 65,854 totalExercise: $12.10Exp: 2021-12-08→ Common Stock (2,971 underlying) - Sale
Common Stock
2015-03-10$34.98/sh−18,980$663,920→ 35,679 total - Sale
Common Stock
2015-03-11$34.94/sh−2,971$103,807→ 35,679 total - Exercise/Conversion
Common Stock
2015-03-11$12.10/sh+2,971$35,949→ 38,650 total - Exercise/Conversion
Options to Purchase Common Stock
2015-03-10−18,980→ 68,825 totalExercise: $12.10Exp: 2021-12-08→ Common Stock (18,980 underlying)
Holdings
- 58,536
Options to Purchase Common Stock
Exercise: $9.64Exp: 2021-12-08→ Common Stock (58,536 underlying) - 21,106
Options to Purchase Common Stock
Exercise: $29.02Exp: 2024-09-17→ Common Stock (21,106 underlying) - 21,951
Options to Purchase Common Stock
Exercise: $12.41Exp: 2023-05-06→ Common Stock (21,951 underlying)
Footnotes (9)
- [F1]Includes 15,679 shares of Common Stock underlying Restricted Stock Units of the issuer. The Restricted Stock Units are subject to time-based vesting in equal annual installments over a period of four years from September 17, 2014 and are settled on each applicable vesting date.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2014, which plan became effective August 18, 2014.
- [F3]This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $34.90 to $35.21. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- [F4]This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $34.90 to $35.00. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- [F5]All of the options are performance-based options and, as of September 16, 2013, became fully vested.
- [F6]All of the options are performance-based options and, as of September 16, 2013, became fully vested.
- [F7]All of the options are time-based options which are scheduled to vest in equal installments on December 8, 2013, December 8, 2014, December 8, 2015 and December 8, 2016.
- [F8]All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
- [F9]All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.