4//SEC Filing
Surgical Care Affiliates, Inc. 4
Accession 0001247524-15-000135
CIK 0001411574operating
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:11 PM ET
Size
15.3 KB
Accession
0001247524-15-000135
Insider Transaction Report
Form 4
Lane Curtis
Director
Transactions
- Exercise/Conversion
Common Stock
2015-04-01$10.25/sh+10,009$102,592→ 16,381 total - Exercise/Conversion
Options to Purchase Common Stock
2015-04-01−10,009→ 1,698 totalExercise: $10.25Exp: 2015-06-24→ Common Stock (10,009 underlying) - Sale
Common Stock
2015-04-01$32.00/sh−10,009$320,319→ 6,372 total
Holdings
- 11,707
Options to Purchase Common Stock
Exercise: $10.25Exp: 2015-09-09→ Common Stock (11,707 underlying) - 11,256
Options to Purchase Common Stock
Exercise: $10.66Exp: 2016-07-23→ Common Stock (11,256 underlying) - 9,921
Options to Purchase Common Stock
Exercise: $12.10Exp: 2021-07-01→ Common Stock (9,921 underlying) - 10,740
Options to Purchase Common Stock
Exercise: $11.18Exp: 2020-07-01→ Common Stock (10,740 underlying)
Footnotes (7)
- [F1]Includes 6,372 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting. As of April 1, 2015, 3,027 of the RSUs were vested, with the remaining RSUs vesting on the following schedule: 1,168 RSUs vesting on June 30, 2015, 1,009 RSUs vesting on July 1, 2015, and 1,168 RSUs vesting on June 30, 2016. Each vested RSU is settled on the earlier of the individual's termination of employment or a change in control.
- [F2]The price of $32.003125 represents the public offering price of $33.25 per share of Common Stock less the underwriters' discount of $1.246875 per share of Common Stock.
- [F3]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2008 and became exercisable on September 16, 2013.
- [F4]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2009 and became exercisable on September 16, 2013.
- [F5]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2010 and became exercisable on September 16, 2013.
- [F6]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2011 and became exercisable on September 16, 2013.
- [F7]The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2012 and became exercisable on September 16, 2013.
Documents
Issuer
Surgical Care Affiliates, Inc.
CIK 0001411574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411574
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:11 PM ET
- Size
- 15.3 KB