4//SEC Filing
Surgical Care Affiliates, Inc. 4
Accession 0001247524-16-000372
CIK 0001411574operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:18 PM ET
Size
15.8 KB
Accession
0001247524-16-000372
Insider Transaction Report
Form 4
Clark Joseph T
Chief Development Officer
Transactions
- Award
Common Stock
2016-03-02+13,333→ 59,147 total - Award
Options to Purchase Common Stock
2016-03-02+17,237→ 17,237 totalExercise: $41.25Exp: 2026-03-02→ Common Stock (17,237 underlying)
Holdings
- 6,098
Options to Purchase Common Stock
Exercise: $13.94Exp: 2022-03-06→ Common Stock (6,098 underlying) - 18,292
Options to Purchase Common Stock
Exercise: $11.48Exp: 2022-03-06→ Common Stock (18,292 underlying) - 53,658
Options to Purchase Common Stock
Exercise: $12.41Exp: 2023-05-06→ Common Stock (53,658 underlying) - 30,152
Options to Purchase Common Stock
Exercise: $29.02Exp: 2024-09-17→ Common Stock (30,152 underlying) - 22,692
Options to Purchase Common Stock
Exercise: $38.35Exp: 2025-06-04→ Common Stock (22,692 underlying)
Footnotes (9)
- [F1]Grant of restricted stock units of the issuer, vesting ratably in equal annual installments over a period of four years from March 2, 2016, pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan (as amended), which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
- [F2]Includes 47,080 shares of Common Stock underlying restricted stock units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting and vest on the following schedule: 4,238 RSUs vesting on June 4, 2016, 5,600 RSUs vesting on September 17, 2016, 3,334 RSUs vesting on March 2, 2017, 4,237 RSUs vesting on June 4, 2017, 5,599 RSUs vesting on September 17, 2017, 3,333 RSUs vesting on March 2, 2018, 4,237 RSUs vesting on June 4, 2018, 5,599 RSUs vesting on September 17, 2018, 3,333 RSUs vesting on March 2, 2019, 4,237 RSUs vesting on June 4, 2019 and 3,333 RSUs vesting on March 2, 2020.
- [F3]All of the options are time-based options and, as of March 6, 2013, became fully vested.
- [F4]The option provides for vesting in equal annual installments on March 6, 2014, March 6, 2015 and March 6, 2016.
- [F5]The option provides for vesting in equal annual installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
- [F6]The option provides for vesting in equal annual installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
- [F7]The option provides for vesting in equal annual installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.
- [F8]Grant of options to purchase shares of Common Stock of the issuer pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan (as amended), which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
- [F9]The option provides for vesting in equal annual installments on March 2, 2017, March 2, 2018, March 2, 2019 and March 2, 2020.
Documents
Issuer
Surgical Care Affiliates, Inc.
CIK 0001411574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411574
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 6:18 PM ET
- Size
- 15.8 KB