Earnings Feed
Start Free
DAVEY TREE EXPERT CO·4

May 16, 10:31 AM ET

DAVEY TREE EXPERT CO 4

4 · DAVEY TREE EXPERT CO · Filed May 16, 2017

Insider Transaction Report

Form 4Exit
Period: 2017-05-12
DAVEY TREE EXPERT CONONE
MARSHALL STEVEN A
Ex VP & Asst. to the President
Transactions
  • Sale

    Common Stock

    2017-05-12$35.20/sh−8,777$308,950→ 45,430 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$16.60/sh+6,000$99,600→ 51,430 total
  • Tax Payment

    Common Stock

    [F1]
    2017-05-12$35.20/sh−2,830$99,616→ 48,600 total
  • Tax Payment

    Common Stock

    [F2]
    2017-05-12$35.20/sh−1,049$36,925→ 47,551 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$23.20/sh+3,000$69,600→ 50,551 total
  • Tax Payment

    Common Stock

    [F1]
    2017-05-12$35.20/sh−1,978$69,626→ 48,573 total
  • Tax Payment

    Common Stock

    [F2]
    2017-05-12$35.20/sh−339$11,933→ 48,234 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$26.40/sh+3,000$79,200→ 51,234 total
  • Tax Payment

    Common Stock

    [F1]
    2017-05-12$35.20/sh−2,250$79,200→ 48,984 total
  • Tax Payment

    Common Stock

    [F2]
    2017-05-12$35.20/sh−248$8,730→ 48,736 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$30.10/sh+2,000$60,200→ 50,736 total
  • Tax Payment

    Common Stock

    [F1]
    2017-05-12$35.20/sh−1,711$60,227→ 49,025 total
  • Tax Payment

    Common Stock

    [F2]
    2017-05-12$35.20/sh−96$3,379→ 48,929 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$16.40/sh+5,000$82,000→ 53,929 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$16.60/sh+5,000$83,000→ 58,929 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$18.40/sh+5,000$92,000→ 63,929 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$19.70/sh+5,000$98,500→ 68,929 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$23.20/sh+5,890$136,648→ 74,819 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$26.40/sh+6,200$163,680→ 81,019 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$30.10/sh+6,200$186,620→ 87,219 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$32.70/sh+6,200$202,740→ 93,419 total
  • Exercise/Conversion

    Common Stock

    2017-05-12$35.20/sh+3,100$109,120→ 96,519 total
  • Disposition to Issuer

    Common Stock

    2017-05-12$35.20/sh−32,793$1,154,314→ 63,726 total
  • Tax Payment

    Common Stock

    [F3]
    2017-05-12$35.20/sh−4,898$172,410→ 58,828 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    [F5]
    2017-05-12−6,000→ 0 total
    Exercise: $16.60From: 2011-11-01Exp: 2020-11-01→ Common Stock (6,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    [F6]
    2017-05-12−3,000→ 0 total
    Exercise: $23.20From: 2014-06-24Exp: 2023-06-24→ Common Stock (3,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    [F6]
    2017-05-12−3,000→ 0 total
    Exercise: $26.40From: 2015-06-30Exp: 2024-06-30→ Common Stock (3,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    [F6]
    2017-05-12−2,000→ 0 total
    Exercise: $30.10From: 2016-06-29Exp: 2025-06-29→ Common Stock (2,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2009)

    [F7]
    2017-05-12−5,000→ 0 total
    Exercise: $16.40From: 2010-03-10Exp: 2018-12-31→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2010)

    [F7]
    2017-05-12−5,000→ 0 total
    Exercise: $16.60From: 2011-03-09Exp: 2019-12-31→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2011)

    [F7]
    2017-05-12−5,000→ 0 total
    Exercise: $18.40From: 2012-03-09Exp: 2020-12-31→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2012)

    [F7]
    2017-05-12−5,000→ 0 total
    Exercise: $19.70From: 2013-03-07Exp: 2021-12-31→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2013)

    [F7]
    2017-05-12−5,890→ 0 total
    Exercise: $23.20From: 2014-03-07Exp: 2022-12-31→ Common Stock (5,890 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2014)

    [F7]
    2017-05-12−6,200→ 0 total
    Exercise: $26.40From: 2015-03-07Exp: 2023-12-31→ Common Stock (6,200 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2015)

    [F7]
    2017-05-12−6,200→ 0 total
    Exercise: $30.10From: 2016-03-06Exp: 2024-12-31→ Common Stock (6,200 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2016)

    [F7]
    2017-05-12−6,200→ 0 total
    Exercise: $32.70From: 2017-03-04Exp: 2025-12-31→ Common Stock (6,200 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (2017)

    [F7]
    2017-05-12−3,100→ 0 total
    Exercise: $35.20From: 2018-03-14Exp: 2026-12-31→ Common Stock (3,100 underlying)
Holdings

  • Common Stock

    [F4]
    (indirect: By 401(k))
    63,392.63
Footnotes (7)
  • [F1]Common shares withheld as payment for the exercise of options.
  • [F2]Payment of taxes in connection with netting of exercised option shares.
  • [F3]Payment of taxes in connection with SARs pay-out.
  • [F4]The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 63,392.6300 common shares acquired through the Company's 401(K) benefit plan as of May 12, 2017, based on internal records.
  • [F5]This option vested and became fully exercisable on November 1, 2015.
  • [F6]These shares vested and became fully exercisable upon Mr. Marshall's retirement.
  • [F7]Exercise of SARs which became fully vested upon Mr. Marshall's retirement.
Signature
/s/Steven A. Marshall/Christopher J. Bast, by Power of Attorney|2017-05-15

Documents

1 file
  • 4
    wf-form4_149494506852205.xmlPrimary

    FORM 4