DAVEY TREE EXPERT CO 4

Accession 0001247543-17-000008

CIK 0000277638operating

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 11:59 AM ET

Size

32.8 KB

Accession

0001247543-17-000008

Insider Transaction Report

Form 4

Period: 2017-03-31

DAVEY TREE EXPERT CONONE

SUCIC NICHOLAS R

VP and Controller

Transactions

SaleSwap
Common Stock
2017-03-31$35.20/sh−4,583$161,322→ 35,551 total
Exercise/Conversion
Common Stock
2017-03-31$26.40/sh+2,000$52,800→ 41,551 total
Exercise/Conversion
Common Stock
2017-03-31$30.10/sh+1,000$30,100→ 42,551 total
Tax Payment
Common Stock
2017-03-31$35.20/sh−827$29,110→ 41,724 total
Exercise/Conversion
Common Stock
2017-03-31$30.10/sh+1,050$31,605→ 42,774 total
Disposition to Issuer
Common Stock
2017-03-31$35.20/sh−2,849$100,285→ 42,025 total
Tax Payment
Common Stock
2017-03-31$35.20/sh−97$3,414→ 41,928 total
Tax Payment
Common Stock
2017-03-31$35.20/sh−811$28,547→ 41,117 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-03-31−2,000→ 0 total
Exercise: $16.00From: 2010-11-02Exp: 2019-11-02→ Common Stock (2,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-03-31−2,000→ 0 total
Exercise: $23.20From: 2014-06-24Exp: 2023-06-24→ Common Stock (2,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-03-31−1,000→ 0 total
Exercise: $30.10From: 2016-06-29Exp: 2025-06-29→ Common Stock (1,000 underlying)
Exercise/Conversion
Common Stock
2017-03-31$23.20/sh+2,000$46,400→ 39,551 total
Exercise/Conversion
Stock Appreciation Rights (2015)
2017-03-31−1,050→ 0 total
Exercise: $30.10From: 2016-03-06Exp: 2024-12-31→ Common Stock (1,050 underlying)
Exercise/Conversion
Stock Appreciation Rights (2016)
2017-03-31−2,100→ 0 total
Exercise: $32.70From: 2017-03-04Exp: 2025-12-31→ Common Stock (2,100 underlying)
Exercise/Conversion
Common Stock
2017-03-31$16.00/sh+2,000$32,000→ 37,551 total
Exercise/Conversion
Common Stock
2017-03-31$32.70/sh+2,100$68,670→ 44,874 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-03-31−2,000→ 0 total
Exercise: $26.40From: 2015-06-30Exp: 2024-06-30→ Common Stock (2,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
3,232.715

Footnotes (10)

[F1]Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
[F10]Exercise of SARs.
[F2]Payment of taxes in connection with netting of exercised option shares.
[F3]Payment of taxes in connection with SARs pay-out.
[F4]Payment of taxes in connection with PRSUs pay-out.
[F5]The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 3,232.7146 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2017, based on internal records.
[F6]These options vested and became fully exercisable on November 2, 2014.
[F7]These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014.
[F8]These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015.
[F9]These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016.

Documents

1 file

4
wf-form4_149132157789232.xmlPrimary
FORM 4

Issuer

DAVEY TREE EXPERT CO

CIK 0000277638

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000277638

Filing Metadata

Form type: 4
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 11:59 AM ET
Size: 32.8 KB

View on SEC.gov