4//SEC Filing
HOREJSI STEWART R 4
Accession 0001247992-13-000002
CIK 0000790202other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 5:21 PM ET
Size
11.9 KB
Accession
0001247992-13-000002
Insider Transaction Report
Form 4
HOREJSI STEWART R
10% Owner
Transactions
- Purchase
Common Stock
2013-01-08$7.80/sh+5,000$39,000→ 4,769,759 total - Purchase
Common Stock
2013-01-08$7.78/sh+23$179→ 4,769,782 total - Purchase
Common Stock
2013-01-07$7.80/sh+425$3,315→ 4,764,759 total
CICIORA SUSAN L
Director
Transactions
- Purchase
Common Stock
2013-01-08$7.80/sh+5,000$39,000→ 4,769,759 total - Purchase
Common Stock
2013-01-07$7.80/sh+425$3,315→ 4,764,759 total - Purchase
Common Stock
2013-01-08$7.78/sh+23$179→ 4,769,782 total
LOLA BROWN TRUST 1B
10% Owner
Transactions
- Purchase
Common Stock
2013-01-07$7.80/sh+425$3,315→ 4,764,759 total - Purchase
Common Stock
2013-01-08$7.78/sh+23$179→ 4,769,782 total - Purchase
Common Stock
2013-01-08$7.80/sh+5,000$39,000→ 4,769,759 total
Footnotes (2)
- [F1]The trustees of the Lola Brown Trust No. 1B (the "Brown Trust") are Alaska Trust Company ("Alaska Trust"), Susan L. Ciciora and Larry Dunlap. Such trustees may be deemed to control the Brown Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Brown Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Brown Trust. Accordingly, Alaska Trust, Ms. Ciciora and Mr. Dunlap disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Brown Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Brown Trust. As a result of his advisory role with the Brown Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Brown Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Brown Trust.
- [F2]Trusts affiliated with the Brown Trust, including the Mildred B. Horejsi Trust, the Susan L. Ciciora Trust, and the Stewart R. Horejsi Trust No. 2, own an aggregate of 11,402,886 Shares of the Fund following these transactions.
Documents
Issuer
FIRST OPPORTUNITY FUND INC
CIK 0000790202
Entity typeother
Related Parties
1- filerCIK 0001246903
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 5:21 PM ET
- Size
- 11.9 KB