4/A//SEC Filing
BOULDER TOTAL RETURN FUND INC 4/A
Accession 0001247995-15-000002
CIK 0000895422other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:10 PM ET
Size
9.9 KB
Accession
0001247995-15-000002
Insider Transaction Report
Form 4/AAmended
HOREJSI STEWART R
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−343,749→ 0 total
SUSAN L CICIORA TRUST
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−343,749→ 0 total
STEWART WEST INDIES TRUST
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−343,749→ 0 total
EVERGREEN ATLANTIC LLC
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−343,749→ 0 total
Footnotes (3)
- [F1]Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
- [F2]The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic.
- [F3]Trusts, persons and entities affiliated with Evergreen Atlantic, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Stewart West Indies Trust and the Susan L. Ciciora Trust, owned an aggregate of 5,215,262 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015.
Documents
Issuer
BOULDER TOTAL RETURN FUND INC
CIK 0000895422
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000895422
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 5:10 PM ET
- Size
- 9.9 KB