BOULDER GROWTH & INCOME FUND 4
4 · BOULDER GROWTH & INCOME FUND · Filed Dec 23, 2015
Insider Transaction Report
Form 4
EVERGREEN ATLANTIC LLC
10% Owner
Transactions
- Other
Common Stock
2015-12-22−1,072,902→ 0 total
Footnotes (3)
- [F1]The shares reported in Item 4 were distributed as a result of the dissolution and distribution of assets of Evergreen Atlantic, LLC ("EALLC"). The Susan L. Ciciora Trust ("Susan Trust") and Stewart West Indies Trust (the "West Indies Trust" and, together with the Susan Trust, the "Trusts") held 45.38% and 54.62% sharing percentages, respectively, in EALLC. Prior to distributing the Issuer's shares, EALLC held 1,072,902 shares, of which 486,883 shares were distributed to the Susan Trust and 586,019 shares were distributed to the West Indies Trust.
- [F2]Prior to dissolution, the manager of EALLC was Stewart R. Horejsi.
- [F3]The Trusts and other trusts, persons and entities affiliated with the Reporting Persons, including Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora and Ellen O. Horejsi (formerly Ellen O. Cooper) own an aggregate of 45,444,843 shares or approximately 42.83% of the Issuer.