4//SEC Filing
BOULDER TOTAL RETURN FUND INC 4
Accession 0001247997-14-000001
CIK 0000895422other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:12 PM ET
Size
7.3 KB
Accession
0001247997-14-000001
Insider Transaction Report
Form 4
STEWART WEST INDIES TRUST
10% Owner
Transactions
- Purchase
Common Stock
2014-11-30$27.74/sh+25,698$712,863→ 130,325 total
HOREJSI STEWART R
10% Owner
Transactions
- Purchase
Common Stock
2014-11-30$27.74/sh+25,698$712,863→ 130,325 total
Footnotes (3)
- [F1]The shares reported in Item 4 were effected as an inter-trust transfer and gift from the Evergreen Trust to the Stewart West Indies Trust, both of which are affiliated with the Horejsi family, in connection with the dissolution of the Evergreen Trust. The closing market price of the Fund's stock on November 28, 2014, the last trading day before the effective date of the gift, was $27.74 per share.
- [F2]The trustee of the Stewart West Indies Trust is Alaska Trust Company ("Alaska Trust"), which may be deemed to control the Stewart West Indies Trust. As a result of his advisory role with the Stewart West Indies Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Stewart West Indies Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Stewart West Indies Trust.
- [F3]Trusts and entities affiliated with the Stewart West Indies Trust, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Susan L. Ciciora Trust, the Evergreen Trust, and Evergreen Atlantic LLC, own an aggregate of 5,200,661 shares of the Fund following these transactions.
Documents
Issuer
BOULDER TOTAL RETURN FUND INC
CIK 0000895422
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000895422
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 6:12 PM ET
- Size
- 7.3 KB