4/A//SEC Filing
STEWART WEST INDIES TRUST 4/A
Accession 0001247997-20-000001
CIK 0000102426other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:29 PM ET
Size
7.0 KB
Accession
0001247997-20-000001
Insider Transaction Report
Form 4/AAmended
STEWART WEST INDIES TRUST
10% Owner
Transactions
- Purchase
COMMON STOCK
2020-02-20$11.66/sh+657,097$7,661,751→ 1,787,963 total
Footnotes (4)
- [F1]On February 20, 2020, the Reporting Person (also referred to as the "SWIT") received a distribution of 657,097 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Stewart R. Horejsi, the SWIT's grantor. The 2019 Trust allows Mr. Horejsi to appoint Shares allocated to him under such trust in his discretion and he elected to appoint such Shares to the SWIT.
- [F2]The trustee of the SWIT is Peak Trust Company-AK, which may be deemed to control the SWIT. As a result of his advisory role with the SWIT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SWIT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SWIT.
- [F3]The SWIT and trusts, persons and entities affiliated with the SWIT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust, John S. Horejsi Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
- [F4]This Form 4 is amended to reflect the corrected Name of Reporting Person. On February 24, 2020 a Form 4 was errantly filed under the CIK for Stewart West Indies Trading Co. Ltd instead of Stewart West Indies Trust. The correct filing entity is Stewart West Indies Trust. All other information remains the same.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
Related Parties
1- filerCIK 0001247997
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:29 PM ET
- Size
- 7.0 KB