4//SEC Filing
STEWART WEST INDIES TRUST 4
Accession 0001247997-20-000004
CIK 0000102426other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 4:15 PM ET
Size
8.3 KB
Accession
0001247997-20-000004
Insider Transaction Report
Form 4
STEWART WEST INDIES TRUST
10% Owner
Transactions
- Purchase
COMMON STOCK
2020-10-30$6.56/sh+2,411,987$15,833,006→ 4,211,106 total - Purchase
COMMON STOCK
2020-10-30$6.56/sh+12,689,062$83,294,810→ 16,900,168 total
Footnotes (3)
- [F1]On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts.
- [F2]The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
- [F3]The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
Related Parties
1- filerCIK 0001247997
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 4:15 PM ET
- Size
- 8.3 KB