NICHOLAS HENRY THOMPSON III 4

4 · BROADCOM CORP · Filed Apr 28, 2004

Form 4

Period: 2004-04-26

10% Owner

Transactions

Conversion
Class A common stock
2004-04-26+44,850→ 44,957 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$41.52/sh−41,250$1,712,601→ 3,707 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$42.06/sh−1,250$52,575→ 2,285 total(indirect: See Footnote)
Conversion
Class B common stock
2004-04-26−44,850→ 28,872,569 total(indirect: See Footnote)
→ Class A common stock (44,850 underlying)
Sale
Class A common stock
2004-04-26$42.00/sh−1,000$42,000→ 107 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$42.07/sh−172$7,236→ 3,535 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$42.04/sh−300$12,612→ 1,885 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$42.02/sh−578$24,288→ 1,207 total(indirect: See Footnote)
Sale
Class A common stock
2004-04-26$42.05/sh−100$4,205→ 2,185 total(indirect: See Footnote)

Holdings

Class B common stock
(indirect: See Footnote)
→ Class A common stock (1,380 underlying)
1,380

Footnotes (4)

[F1]Such transaction was effected by the Nicholas Family Trust dated 11/2/94 (the "Nicholas Family Trust"), which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
[F2]Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
[F3]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
[F4]Such shares are held by Dr. Nicholas as custodian for his minor children. Dr. Nicholas disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file