NICHOLAS HENRY THOMPSON III 4
4 · BROADCOM CORP · Filed Apr 28, 2004
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
NICHOLAS HENRY THOMPSON III
10% Owner
Transactions
- Conversion
Class A common stock
[F1][F2][F3]2004-04-26+44,850→ 44,957 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$41.52/sh−41,250$1,712,601→ 3,707 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.07/sh−172$7,236→ 3,535 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.06/sh−1,250$52,575→ 2,285 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.05/sh−100$4,205→ 2,185 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.04/sh−300$12,612→ 1,885 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.03/sh−100$4,203→ 1,785 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.02/sh−578$24,288→ 1,207 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.01/sh−100$4,201→ 1,107 total(indirect: See Footnote) - Sale
Class A common stock
[F1][F3]2004-04-26$42.00/sh−1,000$42,000→ 107 total(indirect: See Footnote) - Conversion
Class B common stock
[F1][F2][F3]2004-04-26−44,850→ 28,872,569 total(indirect: See Footnote)→ Class A common stock (44,850 underlying)
Holdings
- 1,380(indirect: See Footnote)
Class B common stock
[F2][F4]→ Class A common stock (1,380 underlying)
Footnotes (4)
- [F1]Such transaction was effected by the Nicholas Family Trust dated 11/2/94 (the "Nicholas Family Trust"), which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
- [F3]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F4]Such shares are held by Dr. Nicholas as custodian for his minor children. Dr. Nicholas disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Signature
Craig S. Gunther, pursuant to power of attorney|2004-04-27