4//SEC Filing
NICHOLAS HENRY THOMPSON III 4
Accession 0001248043-04-000060
CIK 0001054374other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 1:10 PM ET
Size
9.5 KB
Accession
0001248043-04-000060
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
NICHOLAS HENRY THOMPSON III
10% Owner
Transactions
- Exercise/Conversion
Class A common stock
2004-05-20$35.06/sh+33,333$1,168,655→ 33,333 total - Sale
Class A common stock
2004-05-20$38.22/sh−33,333$1,273,987→ 0 total - Exercise/Conversion
Stock Option (right to buy)
2004-05-20−33,333→ 150,000 totalExercise: $35.06Exp: 2004-05-21→ Class A common stock (33,333 underlying)
Holdings
- 107(indirect: See Footnote)
Class A common stock
Footnotes (2)
- [F1]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Such option vested at a rate of 20,833 shares per month over the Reporting Person's period of service to the issuer from 01/01/2002 to 05/21/2003.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeother
Related Parties
1- filerCIK 0001201631
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 1:10 PM ET
- Size
- 9.5 KB