NICHOLAS HENRY THOMPSON III 4
4 · BROADCOM CORP · Filed May 25, 2004
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
NICHOLAS HENRY THOMPSON III
10% Owner
Transactions
- Exercise/Conversion
Class A common stock
2004-05-21$35.06/sh+50,000$1,753,000→ 50,000 total - Exercise/Conversion
Stock Option (right to buy)
2004-05-21−50,000→ 100,000 totalExercise: $35.06Exp: 2004-05-21→ Class A common stock (50,000 underlying) - Sale
Class A common stock
2004-05-21$39.26/sh−50,000$1,962,895→ 0 total
Holdings
- 107(indirect: See Footnote)
Class A common stock
Footnotes (2)
- [F1]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Such option vested at a rate of 20,833 shares per month over the Reporting Person's period of service to the issuer from 01/01/2002 to 05/21/2003.