NICHOLAS HENRY THOMPSON III 4
4 · BROADCOM CORP · Filed May 26, 2004
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
NICHOLAS HENRY THOMPSON III
10% Owner
Transactions
- Conversion
Class A common stock
2004-05-24+10,000→ 10,107 total(indirect: See Footnote) - Conversion
Class B common stock
2004-05-24−10,000→ 28,717,569 total(indirect: See Footnote)→ Class A common stock (10,000 underlying) - Sale
Class A common stock
2004-05-24$40.83/sh−10,000$408,292→ 107 total(indirect: See Footnote)
Holdings
- 1,380(indirect: See Footnote)
Class B common stock
→ Class A common stock (1,380 underlying)
Footnotes (4)
- [F1]Such transaction was effected by the Nicholas Family Trust dated 11/2/94 (the "Nicholas Family Trust"), which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
- [F3]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F4]Such shares are held by Dr. Nicholas as custodian for his minor children. Dr. Nicholas disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.