4//SEC Filing
NICHOLAS HENRY THOMPSON III 4
Accession 0001248043-04-000077
CIK 0001054374other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 2:17 PM ET
Size
12.3 KB
Accession
0001248043-04-000077
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
NICHOLAS HENRY THOMPSON III
10% Owner
Transactions
- Conversion
Class A common stock
2004-05-26+26,817→ 26,294 total(indirect: See Footnote) - Sale
Class A common stock
2004-05-26$42.41/sh−26,817$1,137,384→ 107 total(indirect: See Footnote) - Conversion
Class B common stock
2004-05-26−26,817→ 28,650,752 total(indirect: See Footnote)→ Class A common stock (26,817 underlying)
Holdings
- 1,380(indirect: See Footnote)
Class B common stock
→ Class A common stock (1,380 underlying)
NICHOLAS FAMILY TRUST DATED 11/2/94
10% Owner
Transactions
- Conversion
Class B common stock
2004-05-26−26,817→ 28,650,752 total(indirect: See Footnote)→ Class A common stock (26,817 underlying) - Sale
Class A common stock
2004-05-26$42.41/sh−26,817$1,137,384→ 107 total(indirect: See Footnote) - Conversion
Class A common stock
2004-05-26+26,817→ 26,294 total(indirect: See Footnote)
Holdings
- 1,380(indirect: See Footnote)
Class B common stock
→ Class A common stock (1,380 underlying)
Footnotes (4)
- [F1]Such transaction was effected by the Nicholas Family Trust dated 11/2/94 (the "Nicholas Family Trust"), which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
- [F3]Held by the Nicholas Family Trust, which is an owner of more than 10% of the issuer's securities. Dr. Nicholas, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F4]Such shares are held by Dr. Nicholas as custodian for his minor children. Dr. Nicholas disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeother
Related Parties
1- filerCIK 0001201631
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 2:17 PM ET
- Size
- 12.3 KB