4//SEC Filing
BROADCOM CORP 4
Accession 0001248043-05-000034
CIK 0001054374operating
Filed
May 1, 8:00 PM ET
Accepted
May 2, 4:48 PM ET
Size
14.3 KB
Accession
0001248043-05-000034
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
FARINSKY GEORGE L
Director
Transactions
- Award
Stock Option (right to buy)
2005-04-28+7,500→ 7,500 totalExercise: $29.56Exp: 2015-04-27→ Class A common stock (7,500 underlying) - Award
Class A common stock
2005-04-28+2,500→ 2,500 total - Gift
Stock Option (right to buy)
2005-04-28−7,500→ 0 totalExercise: $29.56Exp: 2015-04-27→ Class A common stock (7,500 underlying)
Holdings
- 1,000(indirect: See Footnote)
Class A common stock
Footnotes (6)
- [F1]The securities awarded on 04/28/2005 are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. The restricted stock units will vest, and the underlying shares will be concurrently issued, in one annual installment upon the Reporting Person's continuation in Board service through the earlier of (i) the 5th day of May in the year immediately following the year in which the award is made or (ii) the day immediately preceding the date of the first annual meeting of shareholders following the award date.
- [F2]The securities were awarded in an exempt transaction pursuant to SEC Rule 16b-3(d).
- [F3]All of such shares are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- [F4]Held by the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-beneficiary of such trust is deemed to beneficially own the Issuer's securities held by such trust.
- [F5]All option shares are immediately exercisable but any purchased shares will be subject to repurchase by the Issuer, at the exercise price paid per share, should the Reporting Person cease service prior to the vesting in those shares. The shares subject to such option vest upon the earlier of (i) the Reporting Person's completion of one year of service on the Issuer's board of directors measured from the grant date or (ii) the Reporting Person's continuation in Board service through the day immediately preceding the date of the first annual meeting of shareholders following the annual meeting of shareholders at which such option was granted.
- [F6]Such transaction represents the transfer of an option to purchase 7,500 shares of the Issuer's Class A Common Stock from the Reporting Person to the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-beneficiary of such trust is deemed to beneficially own the Issuer's securities held by such trust.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001054374
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 4:48 PM ET
- Size
- 14.3 KB