4//SEC Filing
BROADCOM CORP 4
Accession 0001248043-05-000063
CIK 0001054374operating
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 12:12 PM ET
Size
16.6 KB
Accession
0001248043-05-000063
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
WOLFEN WERNER F
Director
Transactions
- Exercise/Conversion
Class A common stock
2005-07-25$12.63/sh+11,000$138,930→ 13,500 total - Sale
Class A common stock
2005-07-25$42.77/sh−3,401$145,461→ 7,499 total - Sale
Class A common stock
2005-07-25$42.76/sh−4,999$213,757→ 2,500 total - Sale
Class A common stock
2005-07-25$42.78/sh−2,600$111,228→ 10,900 total - Exercise/Conversion
Stock Option (right to buy)
2005-07-25−11,000→ 44,000 totalExercise: $12.63Exp: 2013-02-09→ Class A common stock (11,000 underlying) - Gift
Class B common stock
2005-07-22−10,000→ 183,071 total(indirect: See Footnote)→ Class A common stock (10,000 underlying)
Holdings
- 27,504(indirect: See Footnote)
Class B common stock
→ Class A common stock (27,504 underlying)
Footnotes (6)
- [F1]All of such shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- [F2]Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
- [F3]Such transaction was effected by the Wolfen Revocable Trust.
- [F4]Such shares are held by the Wolfen Revocable Trust. The Reporting Person, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F5]Held by the Lawrence P. Wolfen Testamentary Trust of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Such option was granted on 02/10/03 for 115,000 shares. All option shares are immediately exercisable but any purchased shares will be subject to repurchase by the Issuer, at the exercise price paid per share, should the Reporting Person cease service prior to the vesting in those shares. Fifty thousand shares subject to such option were immediately vested on the grant date. The remaining shares subject to such option vest in a series of three equal annual installments upon the Reporting Person's completion of each year of service on the Issuer's board of directors, measured from the grant date.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001054374
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 12:12 PM ET
- Size
- 16.6 KB