4//SEC Filing
BROADCOM CORP 4
Accession 0001248043-05-000101
CIK 0001054374operating
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 5:32 PM ET
Size
14.8 KB
Accession
0001248043-05-000101
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
FARINSKY GEORGE L
Director
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2005-09-02−23,334→ 21,666 total(indirect: See Footnote)Exercise: $12.63Exp: 2013-02-09→ Class A common stock (23,334 underlying) - Exercise/Conversion
Stock Option (right to buy)
2005-09-02−15,000→ 0 total(indirect: See Footnote)Exercise: $20.10Exp: 2013-05-20→ Class A common stock (15,000 underlying) - Sale
Class A common stock
2005-09-02$43.12/sh−38,334$1,652,962→ 1,000 total(indirect: See Footnote) - Exercise/Conversion
Class A common stock
2005-09-02$12.63/sh+23,334$294,708→ 24,334 total(indirect: See Footnote) - Exercise/Conversion
Class A common stock
2005-09-02$20.10/sh+15,000$301,500→ 39,334 total(indirect: See Footnote)
Holdings
- 2,500
Class A common stock
Footnotes (6)
- [F1]Such transaction was effected by the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-benificiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F2]Such securities are held by the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-benificiary of such trust, is deemed to beneficially own the issuer's securities held by such trust.
- [F3]The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan dated August 24, 2005, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F4]All of such shares are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- [F5]Such option was originally granted on 02/10/03 for 115,000 shares. All option shares are immediately exercisable but any purchased shares will be subject to repurchase by the Issuer, at the exercise price paid per share, should the Reporting Person cease service prior to the vesting in those shares. Fifty thousand shares subject to such option were immediately vested on the grant date. The remaining shares subject to such option vest in a series of three equal annual installments upon the Reporting Person's completion of each year of service on the Issuer's board of directors, measured from the grant date.
- [F6]Fully vested and immediately exercisable.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001054374
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 5:32 PM ET
- Size
- 14.8 KB