DULL DAVID A 4
4 · BROADCOM CORP · Filed Jan 11, 2006
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
DULL DAVID A
V.P., G.C. & Secretary
Transactions
- Exercise/Conversion
Employee stock option (right to buy)
2006-01-09−7,500→ 71,336 totalExercise: $20.45Exp: 2008-11-02→ Class A common stock (7,500 underlying) - Exercise/Conversion
Class A common stock
2006-01-09$20.45/sh+7,500$153,399→ 54,659 total - Exercise/Conversion
Class A common stock
2006-01-10$20.45/sh+7,500$153,399→ 54,659 total - Sale
Class A common stock
2006-01-10$55.90/sh−7,500$419,250→ 47,159 total - Exercise/Conversion
Employee stock option (right to buy)
2006-01-10−7,500→ 63,836 totalExercise: $20.45Exp: 2008-11-02→ Class A common stock (7,500 underlying) - Sale
Class A common stock
2006-01-09$53.90/sh−7,500$404,250→ 47,159 total
Footnotes (3)
- [F1]The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]Includes (i) 36,595 shares that are held as Class A common stock and (ii) 10,564 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- [F3]As adjusted for intervening stock splits, the option covers a total of 185,336 shares of the Issuer's Class A common stock. 93.12% of the option is vested. The option becomes exercisable for the remaining 6.88% of the shares in 3 successive equal monthly installments from 02/01/2006 through 05/01/2006.