4//SEC Filing
KOS PHARMACEUTICALS INC 4
Accession 0001248146-04-000001
CIK 0001018952operating
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 4:06 PM ET
Size
15.0 KB
Accession
0001248146-04-000001
Insider Transaction Report
Form 4
JAHARIS MARY
10% Owner
Transactions
- Conversion
Common Stock, $.01 par value
2003-12-31$4.91/sh+5,091,650$25,000,002→ 5,111,651 total(indirect: By Spouse) - Conversion
$25 Million Convertible Note
2003-12-31(indirect: By Wilson Point Holdings, LP)Exercise: $4.91Exp: 2003-12-31→ Common Stock (3,841,650 underlying) - Conversion
Common Stock, $.01 par value
2003-12-31$4.91/sh+3,841,650$18,862,502→ 3,841,650 total(indirect: By Wilson Point Holdings, LP)
Holdings
- 44,227
Common Stock, $.01 par value
- 960,069(indirect: See footnote 5.)
Common Stock, $.01 par value
- 7,610,000(indirect: See footnote 4.)
Common Stock, $.01 par value
Footnotes (6)
- [F1]These shares are owned directly by Wilson Point Holdings, LP ("Wilson Point"), a ten percent owner of the Issuer. Mary Jaharis, as the sole manager of Cubs Management, LLC ("Cubs Management"), a Delaware limited liability company that is the sole general partner of Wilson Point, has sole voting and dispositive power with respect to these shares. Mary Jaharis disclaims beneficial ownership of all securities held or beneficially owned, directly or indirectly, by Cubs Management and Wilson Point, except to the extent of her pecuinary interest therein, and this report should not be deemed an admission that Mary Jaharis is the beneficial owner of all such securities for purposes of Section 16 or for any other purpose.
- [F2]One share held jointly by Mary Jaharis with Mary Jaharis' spouse.
- [F3]Mary Jaharis disclaims beneficial ownership of all securities held or beneficially owned, directly or indirectly, by Mary Jaharis' spouse, and this report should not be deemed an admission that Mary Jaharis is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]Mary Jaharis' spouse is the indirect controlling shareholder of the corporation that owns such securities.
- [F5]Mary Jaharis' spouse is the controlling shareholder of the corporation that owns such securities.
- [F6]The convertible note is immediately exercisable.
Documents
Issuer
KOS PHARMACEUTICALS INC
CIK 0001018952
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001018952
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 4:06 PM ET
- Size
- 15.0 KB