CALAMOS JOHN P SR 4

What Happened

• John P. Calamos Sr, Global Chief Investment Officer, reported multiple open-market/private purchases of Calamos Aksia Private Equity & Alternatives Fund shares between 2023 and 2025, and a small sale in 2026. Purchases: 3,000 shares @ $10.00 on 2023-06-07 (three separate entries, $30,000 each); 8,942.611 shares @ $10.52 on 2024-07-10 ($94,076); 10,006.125 shares @ $10.72 on 2025-06-05 ($107,266); 1,397.947 shares @ $10.72 on 2025-10-02 ($14,986); 11.807 shares @ $10.65 on 2025-10-30 ($126). Total purchased ≈ 29,358.49 shares for ≈ $306,454. Disposition: 615.58 shares sold @ $10.63 on 2026-03-02 for $6,544. Purchases (coded “P”) are acquisitions; the single “S” entry is a disposal.

Key Details

• Transaction dates & prices:
  • 2023-06-07: three purchases of 3,000 shares @ $10.00 each (each $30,000)
  • 2024-07-10: purchase of 8,942.611 shares @ $10.52 ($94,076)
  • 2025-06-05: purchase of 10,006.125 shares @ $10.72 ($107,266)
  • 2025-10-02: purchase of 1,397.947 shares @ $10.72 ($14,986)
  • 2025-10-30: purchase of 11.807 shares @ $10.65 ($126)
  • 2026-03-02: sale of 615.58 shares @ $10.63 ($6,544)
• Shares owned after the transactions: not specified in the filed Form 4 summary provided.
• Filing timing: Form 4 was filed on 2026-03-10 covering transactions as early as 2023-06-07; the report appears late relative to the earlier transaction dates.
• Notable footnote: the reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest.

Context

• All buys are reported as type “P” (open market or private purchases); the sale is type “S” (open market or private sale). Purchases by insiders can be viewed by investors as a potentially more informative signal than routine sales, but filings are factual records and do not explain motivation. The disclaimer in the filing indicates limited beneficial ownership beyond any pecuniary interest.