Home/Filings/4/0001248668-03-000001
4//SEC Filing

JOSLING BRIAN 4

Accession 0001248668-03-000001

CIK 0000935493other

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 9:31 PM ET

Size

22.7 KB

Accession

0001248668-03-000001

Insider Transaction Report

Form 4
Period: 2003-10-08
Transactions
  • Purchase

    Series C-1 Warrant

    2003-10-08$0.15/sh+32,667$4,90032,667 total(indirect: by Corporation)
    Exercise: $0.15From: 2003-10-08Common Stock (32,667 underlying)
  • Purchase

    Series C Convertible Preferred Stock

    2003-10-08$1750.00/sh+4.67$8,1734.67 total(indirect: by Corporation)
    Exercise: $0.10From: 2003-10-08Common Stock (81,667 underlying)
  • Purchase

    Series B Convertible Preferred Stock

    2003-10-08$3.52/sh+520.38$1,833520.38 total(indirect: by Corporation)
    Exercise: $3.52From: 2003-10-08Common Stock (54,999 underlying)
  • Purchase

    Series C-2 Warrant

    2003-10-08$0.18/sh+32,667$5,88032,667 total(indirect: by Corporation)
    Exercise: $0.18From: 2003-10-08Common Stock (32,667 underlying)
Footnotes (6)
  • [F1]The preferred stock does not have an exercise date.
  • [F2]The preferred stock does not have an expiration date.
  • [F3]The exercise price shall increase from $.15 to $.18 on the first anniversary of the issue date.
  • [F4]The exercisable date shall be upon company stockholder approval of an amendment to P-Com's Restated Certificate of Incorporation to increase the shares of Common Stock from 69,000,000 to at least 600,000,000, but in no event later than 90 days following the issue date, October 8, 2003 (the "Amendment Date").
  • [F5]The expiration date shall be on the 5th anniversary of the Amendment Date, as defined in footnote 4.
  • [F6]The exercise price shall increase from $.18 to $.22 eighteen months after the issue date.

Issuer

P COM INC

CIK 0000935493

Entity typeother

Related Parties

1
  • filerCIK 0001248668

Filing Metadata

Form type
4
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 9:31 PM ET
Size
22.7 KB