4//SEC Filing
FROMM FREDERICK R 4
Accession 0001248669-03-000002
CIK 0000935493other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 7:45 PM ET
Size
13.0 KB
Accession
0001248669-03-000002
Insider Transaction Report
Form 4
P COM INCPCOM
FROMM FREDERICK R
Director
Transactions
- Purchase
Series C-1 Warrant
2003-10-08$0.15/sh+65,252$9,788→ 65,252 totalExercise: $0.15From: 2003-10-08→ Common Stock (65,252 underlying) - Purchase
Series B Convertible Preferred Stock
2003-10-08$3.52/sh+1,039.46$3,662→ 1,039.46 totalExercise: $3.52From: 2003-10-08→ Common Stock (109,861 underlying) - Purchase
Series C Convertible Preferred Stock
2003-10-08$1750.00/sh+9.32$16,310→ 9.32 totalExercise: $0.10From: 2003-10-08→ Common Stock (163,130 underlying) - Purchase
Series C-2 Warrant
2003-10-08$0.18/sh+65,252$11,745→ 65,252 totalExercise: $0.18From: 2003-10-08→ Common Stock (65,252 underlying)
Footnotes (6)
- [F1]The preferred stock does not have an exercise date.
- [F2]The preferred stock does not have an expiration date.
- [F3]The exercise price shall increase from $.15 to $.18 on the first anniversary of the issue date.
- [F4]The exercisable date shall be upon company stockholder approval of an amendment to P-Com's Restated Certificate of Incorporation to increase the shares of Common Stock from 69,000,000 to at least 600,000,000, but in no event later than 90 days following the issue date, October 8, 2003 (the "Amendment Date").
- [F5]The expiration date shall be on the 5th anniversary of the Amendment Date, as defined in footnote 4.
- [F6]The exercise price shall increase from $.18 to $.22 eighteen months after the issue date.
Documents
Issuer
P COM INC
CIK 0000935493
Entity typeother
Related Parties
1- filerCIK 0001248666
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 7:45 PM ET
- Size
- 13.0 KB