4//SEC Filing
VASCONCELLOS ANTHONY A 4
Accession 0001248937-09-000001
CIK 0000913015other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 1:58 PM ET
Size
14.1 KB
Accession
0001248937-09-000001
Insider Transaction Report
Form 4
VASCONCELLOS ANTHONY A
EVP and CFO
Transactions
- Award
Common stock
2009-01-02$0.09/sh+175,000$15,750→ 429,454 total - Tax Payment
Common stock
2009-01-03$0.16/sh−5,233$837→ 424,221 total - Tax Payment
Common stock
2009-01-04$0.16/sh−10,465$1,674→ 408,523 total - Award
Phantom stock
2009-01-02+47,923→ 47,923 total→ Common stock (47,923 underlying)
Footnotes (7)
- [F1]On January 2, 2009, 175,000 nonvested shares of Regent Communications, Inc. common stock were awarded to Mr. Vasconcellos under the Regent Communications, Inc. 2005 Incentive Compensation Plan, pursuant to Rule 16b-3(d), and vest in four equal installments beginning on the first anniversary of the grant date specified in Item 2.
- [F2]On January 3, 2009, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2006 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,233 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date.
- [F3]On January 3, 2009, 12,500 shares of nonvested common stock awarded to Mr. Vasconcellos on January 3, 2007 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 5,233 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date.
- [F4]On January 4, 2009, 25,000 shares of nonvested common stock awarded to Mr. Vasconcellos on January 4, 2008 under the Regent Communications, Inc. 2005 Incentive Compensation Plan vested. The Company withheld 10,465 shares of the vested amount as payment for the tax liability due by Mr. Vasconcellos on the vesting date.
- [F5]Includes 11,279 shares of Regent Communications, Inc. common stock held for Mr. Vasconcellos in the Regent Communications, Inc. 401(k) Profit Sharing Plan and 11,432 shares of common stock purchased by Mr. Vasconcellos through the Regent Communications, Inc. Employee Stock Purchase Plan. As of January 4, 2009, 12,500 shares of common stock awarded January 3, 2006, 25,000 shares of common stock awarded January 3, 2007, 75,000 shares of common stock awarded January 4, 2008, and 175,000 shares of common stock awarded January 2, 2009 under the Regent Communications, Inc. 2005 Incentive Compensation Plan remain unvested.
- [F6]One-for-one
- [F7]The phantom stock was acquired under the Regent Communications, Inc. Deferred Compensation Plan at $0.09 per unit and are to be settled in cash upon the reporting person's separation of service from the Company.
Documents
Issuer
REGENT COMMUNICATIONS INC
CIK 0000913015
Entity typeother
Related Parties
1- filerCIK 0001248937
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 1:58 PM ET
- Size
- 14.1 KB