4//SEC Filing
MILLER SAMUEL V 4
Accession 0001249013-04-000172
CIK 0001027974other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 7:12 PM ET
Size
8.8 KB
Accession
0001249013-04-000172
Insider Transaction Report
Form 4
MILLER SAMUEL V
Executive Vice President
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2004-12-13+31,000→ 31,000 totalExercise: $54.57From: 2006-12-13Exp: 2014-12-13→ Common Stock (31,000 underlying) - Award
Restricted Stock Unit
2004-12-13+13,400→ 13,400 total→ Common Stock (13,400 underlying)
Footnotes (2)
- [F1]Option granted under the PHS 1996 Stock Option Plan for Officers and Key Employees in a transaction exempt under Rule 16b-3. The option vests in three equal annual installments commencing on the date two years after the grant date.
- [F2](2) Restricted stock units granted under the Stock Unit Deferred Compensation Plan (the "Stock Unit Plan"), which units represent shares of restricted stock of PHS granted under the 1996 Plan in a transaction exempt under Rule 16b-3. The underlying restricted stock granted under the 1996 Plan was subject to mandatory deferral into restricted stock units under the Stock Unit Plan as follows: (i) 50% of the units become distributable upon the earlier of retirement or termination of the Reporting Person and (ii) 50% of the units become distributable on the date four years after the grant date (or such later date as may be elected by the Reporting Person). The underlying shares of restricted stock represented by the units vest in three equal annual installments commencing on the date two years after the grant date. Under the Stock Unit Plan, the units are converted into underlying shares of restricted stock upon distribution.
Documents
Issuer
PACIFICARE HEALTH SYSTEMS INC /DE/
CIK 0001027974
Entity typeother
Related Parties
1- filerCIK 0001081113
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 7:12 PM ET
- Size
- 8.8 KB