SCOTT GREGORY W 4

Accession 0001249013-04-000189

CIK 0001027974other

View on SEC.gov Company Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 8:11 PM ET

Size

86.1 KB

Accession

0001249013-04-000189

Insider Transaction Report

Form 4

Period: 2004-12-15

PACIFICARE HEALTH SYSTEMS INC /DE/PHS

Scott Gregory W.

EVP, Chief Financial Officer

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−600→ 142,000 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (600 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−1,700→ 137,900 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (1,700 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−5,400→ 132,500 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (5,400 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−1,600→ 112,600 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (1,600 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−1,200→ 111,400 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (1,200 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−11,100→ 100,300 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (11,100 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−400→ 95,900 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (400 underlying)
Sale
Common Stock
2004-12-15$54.20/sh−2,800$151,760→ 42,236.476 total
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+100$919→ 42,336.476 total
Sale
Common Stock
2004-12-15$54.44/sh−100$5,444→ 42,236.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−500→ 142,600 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (500 underlying)
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+2,800$25,732→ 45,036.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−900→ 144,400 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (900 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−200→ 144,200 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (200 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−100→ 145,300 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (100 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−4,000→ 96,300 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (4,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−2,100→ 117,800 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (2,100 underlying)
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+2,000$18,380→ 44,236.476 total
Sale
Common Stock
2004-12-15$54.39/sh−2,000$108,780→ 42,236.476 total
Sale
Common Stock
2004-12-15$54.24/sh−5,300$287,472→ 42,236.476 total
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+1,700$15,623→ 43,936.476 total
Sale
Common Stock
2004-12-15$54.19/sh−1,700$92,123→ 42,236.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−2,000→ 121,200 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (2,000 underlying)
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+7,600$69,844→ 49,836.476 total
Sale
Common Stock
2004-12-15$54.22/sh−7,600$412,072→ 42,236.476 total
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+400$3,676→ 42,636.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−1,000→ 141,000 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (1,000 underlying)
Exercise/Conversion
Common Stock
2004-12-15$9.19/sh+5,300$48,707→ 47,536.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−9,300→ 123,200 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (9,300 underlying)
Sale
Common Stock
2004-12-15$54.31/sh−400$21,724→ 42,236.476 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−4,600→ 145,400 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (4,600 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−300→ 143,800 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (300 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−700→ 143,100 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (700 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-15−800→ 140,200 total
Exercise: $8.66From: 2004-01-22Exp: 2011-01-22→ Common Stock (800 underlying)

Holdings

Common Stock
(indirect: By 401(k))
2,712

Footnotes (2)

[F1]Exercise of stock option granted under the 1996 Stock Option Plan for Officers and Key Employees of PacifiCare Health Systems, Inc. in a transaction exempt under Rule 16b-3. The stock option exercise and sale of shares acquired upon exercise were made pursuant to the reporting person's 10b5-1 plan.
[F2]Exercise of stock option granted under the 2000 Employee Plan of PacifiCare Health Systems, Inc. in a transaction exempt under Rule 16b-3. The stock option exercise and sale of shares acquired upon exercise were made pursuant to the reporting person's 10b5-1 plan.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

PACIFICARE HEALTH SYSTEMS INC /DE/

CIK 0001027974

→

Entity typeother

Related Parties

filerCIK 0001209547

Filing Metadata

Form type: 4
Filed: Dec 16, 7:00 PM ET
Accepted: Dec 17, 8:11 PM ET
Size: 86.1 KB

View on SEC.gov