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4//SEC Filing

NUVIM INC 4

Accession 0001249155-05-000093

CIK 0001170652operating
View on SEC.govCompany Profile

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 8:51 PM ET

Size

17.0 KB

Accession

0001249155-05-000093

Insider Transaction Report

Form 4
Period: 2005-06-24
NUVIM INCNUVM
FARLEY DONALD F
Director
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2005-06-24$55.00/sh−150,000$8,250,000→ 0 total
    Exercise: $55.00→ Common Stock (2,729 underlying)
  • Conversion

    Common Stock

    2005-06-24$55.00/sh+2,729$150,095→ 3,184 total
  • Conversion

    Common Stock

    2005-06-24$3.00/sh+47,951$143,853→ 51,135 total
  • Award

    Directors Stock Option (right to buy)

    2005-06-24+10,000→ 10,000 total
    Exercise: $1.00Exp: 2015-06-24→ Common Stock (10,000 underlying)
  • Conversion

    Note Payable

    2005-06-24$143851.00/sh−47,951$6,897,799,301→ 0 total
    Exercise: $3.00From: 2005-06-24Exp: 2005-06-24→ Common Stock (47,951 underlying)
  • Award

    Directors Stock Option (right to buy)

    2005-06-24+7,500→ 7,500 total
    Exercise: $1.00From: 2005-06-24Exp: 2015-06-24→ Common Stock (7,500 underlying)
Footnotes (5)
  • [F1]The Series A Convertible Preferred Stock was exercisable immediately upon issuance. It automatically converted upon the closing of the issuer's initial public offering.
  • [F2]The Series A Convertible Preferred Stock did not expire but did automatically convert into Common Stock upon the closing of the issuer's initial public offering. Each 55 shares converted into 1 share of Common Stock.
  • [F3]By agreement between the reporting person and the issuer, the note payable, including accrued interest, converted at the closing of the issuer's initial public offering.
  • [F4]The reporting person agreed to convert the principal and accrued interest owed on a note payable, totalling $143,851, into common stock at the closing of the issuer's initial public offering.
  • [F5]Options become exercisable in three substantially equal installments, beginning one year from the date of grant (June 24, 2006). The first two installments will result in 3,333 options becoming exercisable, with the third installment exercisable for 3,334 shares.

Documents

1 file

Issuer

NUVIM INC

CIK 0001170652

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001170652

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 8:51 PM ET
Size
17.0 KB
View on SEC.gov