LISHMAN ROBERT W 4
4 · S&W Seed Co · Filed Oct 10, 2012
Insider Transaction Report
Form 4
S&W Seed CoSANW
LISHMAN ROBERT W
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2012-10-08$7.50/sh−1,395$10,463→ 1,869,746 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.52/sh−100$752→ 1,869,646 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-09$7.50/sh−200$1,500→ 1,668,096 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.42/sh−802$5,951→ 1,871,240 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.41/sh−999$7,403→ 1,872,042 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.45/sh−99$738→ 1,871,141 total(indirect: By Yellowjacket, LP) - Sale
Common Stock
2012-10-08$7.55/sh−600$4,530→ 1,869,046 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.65/sh−850$6,503→ 1,868,196 total(indirect: By Yellowjacket, LP) - Sale
Common Stock, $0.01 par value
2012-10-08$7.67/sh−100$767→ 1,868,096 total(indirect: By Yellowjacket, LP)
Holdings
- 322
Common Stock, $0.01 par valuel
Footnotes (1)
- [F1]The reporting person is the general partner of Yellowjacket, LP. As such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes.