4//SEC Filing
LISHMAN ROBERT W 4
Accession 0001249155-12-000020
CIK 0001477246other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 7:44 PM ET
Size
10.7 KB
Accession
0001249155-12-000020
Insider Transaction Report
Form 4
S&W Seed CoSANW
LISHMAN ROBERT W
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2012-10-15$8.03/sh−673$5,404→ 1,667,088 total - Sale
Common Stock, $0.01 par value
2012-10-15$8.05/sh−19,283$155,228→ 1,647,805 total - Sale
Common Stock, $0.01 par value
2012-10-15$8.00/sh−335$2,680→ 1,667,761 total
Holdings
- 322
Common Stock, $0.01 par value
YELLOWJACKET, LP
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2012-10-15$8.05/sh−19,283$155,228→ 1,647,805 total - Sale
Common Stock, $0.01 par value
2012-10-15$8.00/sh−335$2,680→ 1,667,761 total - Sale
Common Stock, $0.01 par value
2012-10-15$8.03/sh−673$5,404→ 1,667,088 total
Holdings
- 322
Common Stock, $0.01 par value
Footnotes (2)
- [F1]This report is jointly filed by Yellowjacket, LP and Robert W. Lishman, Jr., the general partner of Yellowjacket, LP. The reported transactions were consummated by Yellowjacket, LP, which directly owns the securities that were sold. In his capacity as the sole general partner, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting these transactions as the indirect beneficial owner of the securities directly owned by Yellowjacket LP. Mr. Lishman disclaims beneficial ownersip of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownersihp of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]Mr. Lishman directly owns the 322 shares reported as direct holdings. Yellowjacket, LP has no interest in these securities.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001292351
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 7:44 PM ET
- Size
- 10.7 KB