NORDSTROM MICHAEL N. 4
4 · S&W Seed Co · Filed Dec 5, 2012
Insider Transaction Report
Form 4
S&W Seed CoSAN
NORDSTROM MICHAEL N.
Director
Transactions
- Purchase
Common Stock, $0.001 par value
2012-12-03$7.40/sh+100$740→ 700 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.37/sh+400$2,948→ 1,100 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.40/sh+2,700$19,980→ 4,000 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.37/sh+43$317→ 43 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.38/sh+200$1,476→ 234 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.38/sh+100$738→ 343 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.38/sh+200$1,476→ 1,300 total - Purchase
Common Stock, $0.001 par value
2012-12-03$7.40/sh+257$1,902→ 600 total
Holdings
- 10,800(indirect: By custodial accounts for son and daughter.)
Common Stock, $0.001 par value
Footnotes (3)
- [F1]Owned jointly with spouse.
- [F2]Excludes 5,400 shares previously reported on Form 5 as indirectly beneficially owned. After the end of the issuer's fiscal year, 5,400 shares indirectly owned in a custodial account in the name of one of reporting person's sons was transferred directly into the adult child's name.
- [F3]Custodial accounts are held for the benefit of the reporting person's college-aged children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.