4//SEC Filing
LISHMAN ROBERT W 4
Accession 0001249155-12-000036
CIK 0001477246other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 6:55 PM ET
Size
7.6 KB
Accession
0001249155-12-000036
Insider Transaction Report
Form 4
S&W Seed CoSANW
YELLOWJACKET, LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2012-12-07$7.20/sh+78,000$561,600→ 1,769,805 total
Holdings
- 322
Common Stock, $0.001 par value
LISHMAN ROBERT W
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2012-12-07$7.20/sh+78,000$561,600→ 1,769,805 total
Holdings
- 322
Common Stock, $0.001 par value
Footnotes (2)
- [F1]This report is jointly filed by Yellowjacket, LP and Robert W. Lishman, Jr., the general partner of Yellowjacket, LP. The reported transaction was consummated by Yellowjacket, LP, which directly owns the securities that were sold. In his capacity as the sole general partner, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting these transactions as the indirect beneficial owner of the securities that are directly owned by Yellowjacket, LP. Mr. Lishman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]Mr. Lishman directly owns the 322 shares reported as direct holdings. Yellowjacket, LP has no interest in these securities.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001292351
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 6:55 PM ET
- Size
- 7.6 KB