4//SEC Filing
LISHMAN ROBERT W 4
Accession 0001249155-12-000039
CIK 0001477246other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 7:35 PM ET
Size
9.0 KB
Accession
0001249155-12-000039
Insider Transaction Report
Form 4
S&W Seed CoSANW
YELLOWJACKET, LP
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2012-12-27−500,000→ 1,269,605 total - Other
Common Stock, $0.001 par value
2012-12-27+450→ 772 total
LISHMAN ROBERT W
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2012-12-27−500,000→ 1,269,605 total - Other
Common Stock, $0.001 par value
2012-12-27+450→ 772 total
Footnotes (4)
- [F1]The securities were distributed by the reporting limited partnership in a pro rata distribution to its limited partners for no consideration.
- [F2]Corrects a 200 share mathematical error in the Form 4 filed on December 11, 2012.
- [F3]This report is jointly filed by Yellowjacket, LP and Robert W. Lishman, Jr., the general partner of Yellowjacket. The reported distribution was consummated by Yellowjacket, which directly owns the securities that were distributed to the limited partners. In his capacity as the sole general partner of Yellowjacket, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting this distribution transaction as the indirect beneficial owner of the securities directly owned by Yellowjacket. Mr. Lishman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes.
- [F4]Mr. Lishman directly owns the 772 shares reported herein, including the 450 shares he received as a limited partner in the reported distribution. Yellowjacket, LP has no interest in these securities.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001292351
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 7:35 PM ET
- Size
- 9.0 KB