4//SEC Filing
S&W Seed Co 4
Accession 0001249155-13-000016
$SANWCIK 0001477246operating
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 7:05 PM ET
Size
7.6 KB
Accession
0001249155-13-000016
Insider Transaction Report
Form 4
S&W Seed CoSANW
YELLOWJACKET, LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2013-06-17$8.47/sh−130,000$1,101,100→ 1,139,605 total
Holdings
- 772
Common Stock, $0.00 par value
LISHMAN ROBERT W
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2013-06-17$8.47/sh−130,000$1,101,100→ 1,139,605 total
Holdings
- 772
Common Stock, $0.00 par value
Footnotes (2)
- [F1]This report is jointly filed by Yellowjacket, LP and Robert W. Lishman Jr., the general partner of Yellowjacket, LP. The reported transaction was consummated by Yellowjacket, LP, which directly owns the securities that were sold. In his capacity as the sole general partner of Yellowjacket, LP, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting this transaction as the indirect beneficial owner of the securities directly owned by Yellowjacket, LP. Mr. Lishman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes.
- [F2]Mr. Lishman directly owns the 722 shares reported as direct holdings. Yellowjacket, LP has no interest in these securities.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001477246
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 7:05 PM ET
- Size
- 7.6 KB