4//SEC Filing
S&W Seed Co 4
Accession 0001249155-15-000005
$SANWCIK 0001477246operating
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 6:01 PM ET
Size
27.4 KB
Accession
0001249155-15-000005
Insider Transaction Report
Form 4
S&W Seed CoSANW
KARSTEN DANIEL Z
SVP of Operations
Transactions
- Sale
Common Stock
2015-03-04$4.61/sh−41$189→ 15,769 total - Exercise/Conversion
Common Stock
2015-03-04$4.00/sh+20,000$80,000→ 20,000 total - Sale
Common Stock
2015-03-04$4.67/sh−2,537$11,848→ 17,463 total - Sale
Common Stock
2015-03-04$4.63/sh−100$464→ 17,363 total - Sale
Common Stock
2015-03-04$4.63/sh−53$245→ 17,310 total - Sale
Common Stcok
2015-03-04$4.62/sh−1,500$6,930→ 15,810 total - Sale
Common Stock
2015-03-04$4.51/sh−3,700$16,687→ 3,856 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-03-04−20,000→ 0 totalExercise: $4.00Exp: 2015-03-09→ Common Stock (20,000 underlying) - Sale
Common Stock
2015-03-04$4.56/sh−300$1,368→ 11,486 total - Sale
Common Stock
2015-03-04$4.54/sh−400$1,816→ 9,986 total - Sale
Common Stock
2015-03-04$4.53/sh−1,730$7,837→ 7,556 total - Sale
Common Stock
2015-03-04$4.50/sh−600$2,703→ 3,256 total - Sale
Common Stock
2015-03-04$4.50/sh−3,256$14,652→ 0 total - Sale
Common Stock
2015-03-04$4.60/sh−3,983$18,322→ 11,786 total - Sale
Common Stock
2015-03-04$4.55/sh−1,100$5,005→ 10,386 total - Sale
Common Stock
2015-03-04$4.54/sh−700$3,175→ 9,286 total
Footnotes (1)
- [F1]The options vested and became exercisable in 12 quarterly installments over three years, commencing on July 1, 2010 and thereafter on the first day of each succeeding fiscal quarter (October 1, January 1, April 1 and July 1) through and including April 1, 2013.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001477246
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 6:01 PM ET
- Size
- 27.4 KB